ASSETS AND LIABILITIES OF SECURITIES BROKER/DEALERS, 2004-2008
Total financial assets |
$1,844.9 |
$2,127.1 |
$2,741.7 |
$3,092.0 |
$2,217.2 |
Checkable deposits and currency |
62.9 |
56.5 |
80.5 |
105.0 |
120.1 |
Credit market instruments |
394.9 |
477.2 |
583.4 |
803.1 |
717.4 |
Open market paper |
48.0 |
60.2 |
64.3 |
87.1 |
65.7 |
U.S. government securities |
62.7 |
36.4 |
71.0 |
230.2 |
433.2 |
Treasury |
-44.6 |
-64.6 |
-67.0 |
-60.0 |
190.6 |
Agency- and GSE (1)-backed securities |
107.3 |
101.0 |
138.0 |
290.2 |
242.6 |
Municipal securities |
32.0 |
42.9 |
50.9 |
50.1 |
38.7 |
Corporate and foreign bonds |
238.0 |
315.7 |
360.5 |
383.1 |
117.0 |
Other loans and advances |
14.2 |
22.0 |
36.7 |
52.5 |
62.7 |
Corporate equities |
129.1 |
158.3 |
186.4 |
224.8 |
109.2 |
Security credit |
264.0 |
232.4 |
292.1 |
325.5 |
164.8 |
Miscellaneous assets |
994.0 |
1,202.6 |
1,599.4 |
1,633.7 |
1,105.7 |
Total liabilities |
$1,777.8 |
$2,052.6 |
$2,668.0 |
$3,039.4 |
$2,146.3 |
Security repos (2) (net) |
526.9 |
733.6 |
1,071.8 |
1,147.3 |
586.9 |
Credit market instruments |
62.2 |
62.4 |
68.8 |
64.8 |
142.6 |
Corporate bonds |
62.2 |
62.4 |
68.8 |
64.8 |
97.1 |
Other bank loans |
0.0 |
0.0 |
0.0 |
0.0 |
45.5 |
Trade payables |
36.0 |
43.1 |
48.3 |
45.8 |
21.2 |
Security credit |
774.2 |
806.0 |
957.8 |
1,200.9 |
963.6 |
Customer credit balances |
578.3 |
575.3 |
655.7 |
866.4 |
742.7 |
From banks |
195.8 |
230.7 |
302.2 |
334.5 |
221.0 |
Taxes payable |
2.2 |
2.1 |
2.8 |
2.2 |
2.5 |
Miscellaneous liabilities |
376.4 |
405.5 |
518.5 |
578.4 |
429.5 |
Foreign direct investment in U.S. |
49.6 |
49.9 |
59.9 |
82.7 |
60.2 |
Due to affiliates |
531.1 |
670.1 |
719.8 |
682.5 |
777.1 |
Other |
-204.4 |
-314.5 |
-261.3 |
-186.8 |
-407.8 |
|
(1) Government-sponsored enterprise.
(2) Security repurchase agreements; short-term agreements to sell and repurchase government securities at a specified date and at a set price.
Source: Board of Governors of the Federal Reserve System, June 11, 2009.
ASSETS AND LIABILITIES OF SECURITIES BROKER/DEALERS, 2005-2009
Total financial assets |
$2,127.1 |
$2,741.7 |
$3,092.0 |
$2,217.2 |
$2,084.2 |
Checkable deposits and currency |
56.5 |
80.5 |
105.0 |
120.1 |
90.7 |
Credit market instruments |
477.2 |
583.4 |
803.1 |
717.4 |
525.3 |
Open market paper |
60.2 |
64.3 |
87.1 |
65.7 |
41.5 |
U.S. government securities |
36.4 |
71.0 |
230.2 |
433.2 |
233.9 |
Treasury |
-64.6 |
-67.0 |
-60.0 |
190.6 |
123.0 |
Agency- and GSE (1) -backed securities |
101.0 |
138.0 |
290.2 |
242.6 |
110.9 |
Municipal securities |
42.9 |
50.9 |
50.1 |
38.7 |
35.4 |
Corporate and foreign bonds |
315.7 |
355.5 |
382.8 |
123.8 |
171.3 |
Other loans and advances |
22.0 |
41.7 |
52.8 |
55.9 |
43.2 |
Corporate equities |
158.3 |
186.4 |
224.8 |
109.2 |
124.2 |
Security credit |
232.4 |
292.1 |
325.5 |
164.8 |
203.0 |
Miscellaneous assets |
1,202.6 |
1,599.4 |
1,633.7 |
1,105.7 |
1,141.0 |
Total liabilities |
$2,052.6 |
$2,669.1 |
$3,025.9 |
$2,165.9 |
$2,013.5 |
Security repos (2) (net) |
733.6 |
1,071.8 |
1,147.3 |
586.9 |
470.9 |
Credit market instruments |
62.4 |
68.8 |
64.8 |
142.6 |
92.9 |
Corporate bonds |
62.4 |
68.8 |
64.8 |
97.1 |
92.9 |
Other bank loans |
0.0 |
0.0 |
0.0 |
45.5 |
0.0 |
Trade payables |
43.1 |
48.3 |
45.8 |
21.2 |
70.1 |
Security credit |
806.0 |
957.8 |
1,200.9 |
963.6 |
888.2 |
Customer credit balances |
575.3 |
655.7 |
866.4 |
742.7 |
668.6 |
From banks |
230.7 |
302.2 |
334.5 |
221.0 |
219.6 |
Taxes payable |
2.1 |
2.8 |
2.2 |
2.5 |
5.7 |
Miscellaneous liabilities |
405.5 |
519.5 |
564.9 |
449.2 |
485.8 |
Foreign direct investment in U.S. |
49.9 |
61.0 |
69.2 |
79.9 |
100.2 |
Due to affiliates |
544.5 |
582.3 |
545.2 |
619.2 |
1,077.6 |
Other |
-188.9 |
-123.8 |
-49.4 |
-249.9 |
-692.1 |
|
(1) Government-sponsored enterprise.
(2) Security repurchase agreements; short-term agreements to sell and repurchase government securities at a specified date and at a set price.
Source: Board of Governors of the Federal Reserve System, June 10, 2010.
ASSETS AND LIABILITIES OF SECURITIES BROKER/DEALERS, 2006-2010
Total financial assets |
$2,741.7 |
$3,092.0 |
$2,217.2 |
$2,084.2 |
$2,075.1 |
Checkable deposits and currency |
80.5 |
105.0 |
120.1 |
90.7 |
96.9 |
Credit market instruments |
583.4 |
803.1 |
717.4 |
525.3 |
557.5 |
Open market paper |
64.3 |
87.1 |
65.7 |
41.5 |
36.2 |
U.S. government securities |
71.0 |
230.2 |
433.2 |
233.9 |
244.3 |
Treasury |
-67.0 |
-60.0 |
190.6 |
123.0 |
94.5 |
Agency- and GSE (1)-backed securities |
138.0 |
290.2 |
242.6 |
110.9 |
149.8 |
Municipal securities |
50.9 |
50.1 |
38.7 |
35.4 |
40.0 |
Corporate and foreign bonds |
355.5 |
382.8 |
123.8 |
171.3 |
184.3 |
Other loans and advances |
41.7 |
52.8 |
55.9 |
43.2 |
52.6 |
Corporate equities |
186.4 |
224.8 |
109.2 |
124.2 |
117.2 |
Security credit |
292.1 |
325.5 |
164.8 |
203.0 |
278.2 |
Miscellaneous assets |
1,599.4 |
1,633.7 |
1,105.7 |
1,141.0 |
1,025.3 |
Total liabilities |
$2,669.1 |
$3,020.5 |
$2,146.3 |
$1,998.5 |
$1,987.7 |
Security repos (2) (net) |
1,071.8 |
1,147.3 |
586.9 |
470.9 |
404.7 |
Credit market instruments |
68.8 |
64.8 |
142.6 |
92.9 |
129.7 |
Corporate bonds |
68.8 |
64.8 |
97.1 |
92.9 |
129.7 |
Other bank loans |
0.0 |
0.0 |
45.5 |
0.0 |
0.0 |
Trade payables |
48.3 |
45.8 |
21.2 |
70.1 |
18.1 |
Security credit |
957.8 |
1,200.9 |
963.6 |
888.2 |
936.6 |
Customer credit balances |
655.7 |
866.4 |
742.7 |
668.6 |
694.3 |
From banks |
302.2 |
334.5 |
221.0 |
219.6 |
242.3 |
Taxes payable |
2.8 |
2.2 |
2.5 |
5.7 |
3.6 |
Miscellaneous liabilities |
519.5 |
559.5 |
429.5 |
470.8 |
495.0 |
Foreign direct investment in U.S. |
61.0 |
63.7 |
60.2 |
85.2 |
100.4 |
Due to affiliates |
596.5 |
560.4 |
626.1 |
1,158.5 |
1,142.8 |
Other |
-137.9 |
-64.6 |
-256.8 |
-773.0 |
-748.2 |
|
(1) Government-sponsored enterprise.
(2) Security repurchase agreements; short-term agreements to sell and repurchase government securities at a specified date and at a set price.
Source: Board of Governors of the Federal Reserve System, June 9, 2011.