TOP TEN SECURITIES AND INVESTMENT FIRMS MERGERS AND ACQUISITIONS, 2008 (1)
| 1 |
Bank of America Corporation |
Bank |
Merrill Lynch & Co., Inc. |
Broker/dealer |
$47,138.3 |
| 2 |
CME Group Inc. |
Broker/dealer |
NYMEX Holdings, Inc. |
Broker/dealer |
9,467.1 |
| 3 |
JPMorgan Chase & Co. |
Bank |
Bear Stearns Companies Inc. |
Broker/dealer |
2,482.4 |
| 4 |
Blackstone Group L.P. |
Asset manager |
Apria Healthcare Group Inc. |
Not classified |
1,600.0 |
| 5 |
Lone Star Funds |
Asset manager |
Home Lending Business |
Specialty lender |
1,500.0 |
| 6 |
INVESCO Ltd. |
Asset manager |
Option One Mortgage Servicing Business |
Specialty lender |
1,143.6 |
| 7 |
Blackstone Group L.P. |
Asset manager |
GSO Capital Partners L.P. |
Asset manager |
930.0 |
| 8 |
Blackstone Group L.P. |
Asset manager |
Allied Security Holdings LLC |
Not classified |
750.0 |
| 9 |
GSC Group, Inc. |
Asset manager |
Complete Energy Holdings LLC |
Not classified |
673.0 |
| 10 |
IntercontinentalExchange, Inc. |
Broker/dealer |
Creditex Group, Inc. |
Broker/dealer |
625.0 |
|
(1) Both companies involved are U.S.-domiciled companies. List does not include terminated deals. Securities and investments firm is either buyer or target.
(2) At announcement.
Source: SNL Financial LC.
TOP TEN SECURITIES AND INVESTMENT FIRMS MERGERS AND ACQUISITIONS, 2009 (1)
| 1 |
Wells Fargo & Company |
Bank |
Prudential Financial's stake in its retail
brokerage joint venture with Wells Fargo |
Broker/dealer |
$4,500.0 |
| 2 |
Morgan Stanley |
Broker/dealer |
51% of Morgan Stanley Smith Barney |
Asset manager |
2,700.0 |
| 3 |
Invesco Ltd. |
Asset manager |
Morgan Stanley's retail asset management business |
Asset manager |
1,387.6 |
| 4 |
Ameriprise Financial, Inc. |
Insurance |
Long-term asset management business of Columbia Management |
Asset manager |
1,200.0 |
| 5 |
TD Ameritrade Holding Corporation |
Broker/dealer |
thinkorswim Group Inc. |
Broker/dealer |
581.2 |
| 6 |
Pacific Century Group |
Not classified |
Portion of AIG's investment advisory and asset management business |
Asset manager |
500.0 |
| 7 |
Macquarie Group Limited |
Bank |
Delaware Management Holdings, Inc. |
Asset manager |
428.0 |
| 8 |
Occidental Petroleum Corporation |
Oil |
Phibro LLC |
Broker/dealer |
250.0 |
| 9 |
Piper Jaffray Companies |
Broker/dealer |
Advisory Research Holdings, Inc. |
Asset manager |
218.0 |
| 10 |
Alternative Asset Management Acquisition Corp. |
Asset manager |
Great American Group, LLC |
Asset manager |
152.0 |
|
(1) Target is a U.S.-domiciled securities and investments firm. List does not include terminated deals.
(2) At announcement.
Source: SNL Financial LC.
TOP TEN SECURITIES AND INVESTMENT FIRMS MERGERS AND ACQUISITIONS, 2010 (1)
| 1 |
AXA |
Insurance |
Portfolio of private equity funds |
Asset manager |
$1,900.0 |
| 2 |
JPMorgan Chase & Co. |
Bank |
RBS Sempra Commodities'
global metals, oil and European
energy businesses |
Broker/dealer |
1,710.0 |
| 3 |
Man Group Plc |
Asset manager |
GLG Partners, Inc. |
Asset manager |
1,522.2 |
| 4 |
Affiliated Managers Group, Inc. |
Asset manager |
Pantheon Ventures Inc. |
Asset manager |
1,000.0 |
| 5 |
IntercontinentalExchange, Inc. |
Broker/dealer |
Climate Exchange plc |
Broker/dealer |
588.4 |
| 6 |
Hanwha Group |
Not classified |
Prudential's units |
Asset manager |
425.3 |
| 7 |
Stifel Financial Corp. |
Broker/dealer |
Thomas Weisel Partners Group, Inc. |
Broker/dealer |
354.0 |
| 8 |
Bank of New York Mellon
Corporation |
Bank |
BHF Asset Servicing GmbH |
Broker/dealer |
344.3 |
| 9 |
Investor group |
Not classified |
Artemis Investment Management, Ltd. |
Asset manager |
326.2 |
| 10 |
Sprott Inc. |
Asset manager |
Global Companies |
Asset manager |
244.2 |
|
(1) Securities and investments firm is either buyer or target. List does not include terminated deals.
(2) At announcement.
Source: SNL Financial LC.